Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chadwell Riverway is a financial advisor with over 7 years of experience in the financial services industry. William has a strong background in securities and investment advisory services. William holds Series 7, 9, 10 and 63 licenses and is currently registered with LPL Financial LLC. William was previously employed with Goldman Sachs Custody Solutions and Charles Schwab & Co., Inc. William specializes in providing financial planning, portfolio management, and consulting services to individuals and families. William is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
12/02/2022 - Present
LPL Financial LLC (FORT MILL SC)
NY
04/09/2021 - 10/28/2022
GOLDMAN SACHS CUSTODY SOLUTIONS (New York NY)
CO
06/04/2015 - 04/07/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 06/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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