Unclaimed
William Cecil Smalls is a financial professional licensed to provide investment advice in New Jersey. William has been in the financial industry since June 2022. William is currently registered with Nylife Securities LLC, and has passed the Series 63, Series 6TO, and SIE examinations. William's office is located at 379 Thornall Street, 8th Floor, Edison, NJ 08837.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/24/2022 - Present
Nylife Securities LLC (EDISON NJ)
BC
Issued 11/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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