Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Casey is a financial professional with over 17 years of experience in the industry. Currently, William is an active Registered Representative at J.p. Morgan Institutional Investments Inc. William has a strong background in the securities industry, holding a variety of licenses and certifications. This includes a Series 7, Series 10, Series 9, Series 24, Series 4, Series 14, Series 55, Series 57TO, and SIE. William has held previous roles with firms such as J.P. MORGAN SECURITIES LLC, WESTLB SECURITIES INC., and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/04/2014 - Present
J.p. Morgan Institutional Investments Inc. (JERSEY CITY NJ)
NY
11/16/2009 - 09/04/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/18/2005 - 11/27/2007
WESTLB SECURITIES INC. (NEW YORK NY)
NY
10/13/2003 - 07/28/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2004
Series 14 - Compliance Officer Examination
BC
Issued 11/01/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/31/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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