Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carroll Frogale is an Investment Advisor Representative with Fidelity Personal and Workplace Advisors. William has been working in the financial services industry since 2005. William has passed the Series 7, Series 66 and the SIE exams. William is registered in 29 states as an investment advisor. Prior to Fidelity Personal and Workplace Advisors, William was with Pruco Securities, LLC. , VALIC Financial Advisors, Inc. and Citigroup Global Markets Inc. William holds registrations as an Investment Advisor Representative in Texas and Virginia. William is also registered as a Registered Representative in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (ASHBURN VA)
VA
01/07/2010 - 01/14/2013
PRUCO SECURITIES, LLC. (CHANTILLY VA)
MD
10/19/2006 - 12/01/2009
VALIC FINANCIAL ADVISORS, INC. (LINTHICUM MD)
VA
11/02/2005 - 10/30/2006
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
BOTH
Issued 12/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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