Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carr Stokes is an Investment Advisor Representative with Hilltop Securities Inc. William has been in the industry since November 19, 2004 and is registered in 14 states. William also holds licenses for Series 65, Series 66, Series 7, and Series 79TO. Previously, William worked at National Securities Corporation and Advisors Asset Management, Inc. William is a member of the City of Boerne Design Review Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/15/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
09/06/2019 - 12/02/2021
NATIONAL SECURITIES CORPORATION (BOERNE TX)
TX
11/16/2005 - 09/17/2019
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
MO
11/15/2004 - 11/11/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Stokes is the right advisor for you? Invested Better is here to help.
