Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carmine Gamba is a financial professional with over 30 years of experience in the securities industry. William is currently a registered representative with Piper Sandler & Co., a leading investment banking and securities firm. Prior to joining Piper Sandler & Co., William held positions at Sandler, O'Neill & Partners, L.P., First Union Securities, Inc., SG Cowen Securities Corporation, Cowen & Co., and Tucker Anthony Incorporated. William is licensed to provide securities services in multiple states and holds the Series 7, 24, 52, 53, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
05/08/2002 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
MO
12/13/2000 - 06/27/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
07/01/1998 - 10/25/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/11/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
MA
12/03/1986 - 05/08/1995
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 08/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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