Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carlton Dow has been in the financial services industry since March 24, 1992 and is currently registered with Bolton Securities Corp. William Dow is a managing director and financial advisor at the firm, which he joined in January 2006. Prior to this, he worked at Advest, Inc. in Hartford, CT. William Dow is also a co-owner of Dow Capital Management, LLC, a firm that operates securities and investment advisory services. He is also a co-owner of 134 R.O.R.E., LLC, a real estate holding company. William Dow has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
ME
01/30/2006 - Present
Bolton Securities Corp. (FALMOUTH ME)
CT
06/18/1992 - 11/09/2005
ADVEST, INC. (HARTFORD CT)
CT
07/12/1991 - 10/04/1991
ADVEST, INC. (HARTFORD CT)
IA
Issued 08/24/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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