Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carlo Lipplett is a registered representative with Robinhood Financial, LLC. William Lipplett is registered with the Securities Industry and Financial Markets Association (FINRA). William Lipplett has passed the Series 3, Series 7TO, Series 63 and SIE exams. William Lipplett has been in the industry since May 18, 2022. William Lipplett is registered in 53 states and is licensed to provide securities-related services. William Lipplett is currently associated with Robinhood Financial, LLC and was previously associated with ROBINHOOD FINANCIAL, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
02/27/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
09/20/2021 - 06/30/2023
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2024
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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