Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carl Westcott is a financial advisor with LPL Financial LLC. William is a registered representative and investment advisor representative with over 30 years of experience in the financial services industry. William has a strong track record of success in providing personalized financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. William is committed to helping clients achieve their financial goals through a comprehensive approach that includes financial planning, investment management, and insurance. William is dedicated to providing clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/16/2019 - Present
LPL Financial LLC (TUCSON AZ)
AZ
08/15/2003 - 05/14/2019
LPL FINANCIAL LLC (TUCSON AZ)
FL
01/01/1994 - 08/18/2003
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
04/10/1990 - 01/01/1994
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
TX
05/13/1988 - 04/10/1990
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NA
02/25/1982 - 01/31/1986
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
IA
Issued 11/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/06/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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