Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carl Newland has over 24 years of experience in the financial services industry. He has worked at a variety of firms, including Pruco Securities Corporation, BANC One Securities Corporation, Chase Investment Services Corp., J.P. Morgan Securities LLC, and currently at Wells Fargo Clearing Services, LLC. William is registered as a broker and investment advisor in multiple states, including Texas, Ohio, and Florida. William has passed several FINRA exams, including the Series 6, Series 7, and Series 66. William's current employer, Wells Fargo Clearing Services, LLC, is a leading financial services company with over 1.3 million clients and approximately $10 billion - $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/20/2022 - Present
Wells Fargo Clearing Services, LLC (DUBLIN OH)
OH
10/01/2012 - 12/26/2019
J.P. MORGAN SECURITIES LLC (WESTERVILLE OH)
OH
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DUBLIN OH)
IL
07/26/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
08/07/1998 - 07/26/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 01/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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