Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carl Kubicz has been in the financial industry since May 1961 and is currently registered with Raymond James & Associates, Inc. William is a Registered Representative (Series 7), General Securities Principal (Series 24), Municipal Securities Principal (Series 53), and has passed a number of other exams including Series 40, Series 4, Series 5, Series 9, Series 10, Series 15, Series 31, and Series 63. William is also a Registered Investment Advisor (Series 65). William is licensed to provide investment advisory services in Michigan and Texas. William previously worked for RONEY & CO. in Auburn Hills, MI, and Roney & Co. LLC in Detroit, MI. William was also registered with Paine, Webber, Jackson & Curtis Incorporated, and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
03/02/2018 - Present
Raymond James & Associates, Inc. (AUBURN HILLS MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
11/15/1991 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NJ
01/31/1980 - 11/20/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/02/1961 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 07/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/1981
Series 4 - Registered Options Principal Examination
BC
Issued 02/02/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 05/02/1961
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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