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William Carey Chapman

FHN Financial Securities Corp.

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About William Carey Chapman

William Chapman is a financial advisor registered with FHN Financial Securities Corp. in Atlanta, Georgia. William has been in the securities industry since June 26, 2016, and holds FINRA Series 7, 52, and 63 licenses, as well as the SIE exam. William Chapman currently holds a Series 63 license and is registered in Georgia.

Firm Information

William Chapman is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Chapman’s Registration & Firm History

GA

06/27/2016 - Present

FHN Financial Securities Corp. (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2016

Series 52 - Municipal Securities Representative Examination

BC

Issued 06/27/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Carey Chapman.
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