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William Canniff Horn

M & T Securities, Inc.

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About William Canniff Horn

William Canniff Horn is a financial advisor with M&T Securities, Inc. based in BALTIMORE, MD. William has been in the financial industry since 2008 and has held registrations with multiple firms including Citizens JMP Securities, LLC, Citizens Capital Markets, State Street Global Markets, LLC, ONECORE SECURITIES, INC., Fidelity Brokerage Services, INC. and National Financial Services Corporation. William holds Series 7, 79, 82TO, 22TO, 99TO, 24, 63, and SIE licenses.

Firm Information

William Horn is currently registered with M & T Securities, Inc.. M&T Securities, Inc. is a corporation formed on November 13, 1985. The firm is registered with the SEC and in 25 states.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Horn’s Registration & Firm History

MD

04/12/2024 - Present

M&T Securities, Inc. (BALTIMORE MD)

MA

08/01/2023 - 03/28/2024

CITIZENS JMP SECURITIES, LLC (BOSTON MA)

MA

05/24/2018 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

08/28/2002 - 04/13/2004

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

MA

10/04/2000 - 04/02/2001

ONECORE SECURITIES, INC. (BEDFORD MA)

RI

03/22/1999 - 07/14/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MA

07/20/1992 - 03/22/1999

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

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Licenses & Designations

BC

Issued 06/26/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2019

Series 24 - General Securities Principal Examination

BC

Issued 04/12/2024

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 06/22/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/16/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Canniff Horn.
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