linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Campbell Monroe iii

Cape Investment Advisory, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Campbell Monroe iii

William Campbell Monroe iii is an active investment advisor representative and registered representative with a broad range of experience in the financial industry. William is a registered representative with Cape Investment Advisory, Inc. and has been in the industry since 1999. William has passed multiple exams, including the Series 7, 24, 63, and 65 exams.

Firm Information

William Monroe iii is currently registered with Cape Investment Advisory, Inc.. Cape Investment Advisory, Inc. is an investment advisory firm headquartered in McDonough, Georgia, with a total of 40 investment adviser representatives. The firm manages approximately $365 million in assets, providing financial planning, pension consulting, and portfolio management services for individuals and businesses. They also offer educational seminars and select other advisors. The firm's services are tailored to meet the needs of high-net-worth individuals, pension and profit-sharing plans, and other individual clients.
Cape Investment Advisory, Inc.

1600 PENNSYLVANIA AVE.

MCDONOUGH, GA 30253

$365.21M

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Monroe iii’s Registration & Firm History

TX

02/25/2022 - Present

Cape Investment Advisory, Inc. (JASPER TX)

TX

04/18/2019 - 05/08/2020

J.W. COLE FINANCIAL, INC. (JASPER TX)

TX

04/06/2010 - 04/18/2019

G.F. INVESTMENT SERVICES, LLC (JASPER TX)

TX

07/22/2008 - 03/17/2010

D.H. HILL SECURITIES LLP (JASPER TX)

TX

01/22/2003 - 07/15/2008

BUTLER FREEMAN TALLY FINANCIAL GROUP, LLC (JASPER TX)

TX

05/21/2002 - 01/23/2003

SIGNAL SECURITIES, INC. (FORT WORTH TX)

NE

10/27/1999 - 05/21/2002

WOODLANDS SECURITIES CORPORATION (OMAHA NE)

Not sure if William Campbell Monroe iii is right for you?

Licenses & Designations

IA

Issued 08/14/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Campbell Monroe iii.
Not sure if William Campbell Monroe iii is right for you?