Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Caine Schlofman is a financial advisor at Robert W. Baird & Co. Inc.. William has been in the financial industry since 1983. William is registered with the state of Arizona and is licensed to provide securities and investment advisory services. William has a wide range of experience in the financial industry, and is committed to providing personalized financial advice to individuals and families. William is a registered representative of Robert W. Baird & Co. Inc. and an investment advisor representative of Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
08/09/2019 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
12/07/2007 - 08/20/2019
RBC CAPITAL MARKETS, LLC (PEORIA AZ)
AZ
06/25/1990 - 12/14/2007
A. G. EDWARDS & SONS, INC. (SUN CITY AZ)
TX
10/20/1983 - 07/13/1990
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BOTH
Issued 07/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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