Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Steward is a registered investment advisor representative with Independent Financial Group, LLC. William has been in the securities industry since 2004 and is licensed in Arizona. William holds a Series 7, Series 9, Series 24, Series 51, and Series 66 license. William is also a registered representative of Independent Financial Group, LLC and a licensed agent for the firm in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/20/2018 - Present
Independent Financial Group, LLC (SCOTTSDALE AZ)
AZ
06/15/2017 - 07/26/2018
MML INVESTORS SERVICES, LLC (TEMPE AZ)
AZ
03/25/2017 - 06/09/2017
MML INVESTORS SERVICES, LLC (TEMPE AZ)
AZ
01/06/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TEMPE AZ)
AZ
06/25/1998 - 04/19/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 12/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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