Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shaw is a registered representative with ADP Broker-Dealer, Inc. William Shaw is a securities professional with over 10 years of experience in the financial services industry. William Shaw has a Series 6, Series 26, and Series 63 license. William Shaw holds registrations in 51 states and the District of Columbia. William Shaw is located at 71 Hanover Road in Florham Park, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/25/2009 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 12/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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