Unclaimed
William C. Hughes is a registered representative with Morgan Stanley. William C. Hughes has been in the securities industry since April 5, 2021. William C. Hughes is also registered as an investment advisor representative. William C. Hughes is licensed to conduct securities business in 24 states. William C. Hughes has passed the General Securities Representative Examination, the Securities Industry Essentials Examination and the Uniform Combined State Law Examination. Prior to joining Morgan Stanley, William C. Hughes worked for Equitable Advisors, LLC. William C. Hughes is located in College Station, Texas, but is also registered to conduct securities business in Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Minnesota, Missouri, Nevada, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
09/13/2022 - Present
Morgan Stanley (College Station TX)
TX
01/01/2021 - 06/09/2022
EQUITABLE ADVISORS, LLC (AUSTIN TX)
BOTH
Issued 02/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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