Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Funke is a financial advisor with J.P. Morgan Securities LLC, where William has been registered since 2010. Previously, William worked with Morgan Stanley Smith Barney from 2009 to 2010, Merrill Lynch from 2009, Banc of America Securities LLC from 2008, Lehman Brothers Inc. from 2003, Offit Funds Distributor, Inc. from 2000 and New England Securities from 1996. William has been in the financial services industry since June 10, 2004. William holds FINRA Series 6, 7, 10, 24, 63, 65, 87, and SIE licenses and is registered in all 50 states. William specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses. William also provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/29/2010 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/24/2009 - 07/02/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
01/02/2009 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/17/2008 - 01/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/08/2003 - 03/17/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
ME
12/08/2000 - 01/18/2001
OFFIT FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
NY
12/02/1996 - 01/15/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/02/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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