Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carter has been in the financial services industry since 2013 and has worked at Wells Fargo Securities, LLC since 2022. Previously, William worked at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bear, Stearns & Co. Inc. William holds the Series 7, Series 63, Series 79, and SIE licenses. William is registered in 53 states and the District of Columbia. William is a valuable asset to any client looking for financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/13/2022 - Present
Wells Fargo Securities, LLC (DALLAS TX)
TX
02/25/2016 - 12/14/2020
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
07/03/2008 - 05/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
09/13/2007 - 04/23/2008
BEAR, STEARNS & CO. INC. (DALLAS TX)
BC
Issued 02/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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