Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barr is a registered representative with Capital One Securities, Inc. William has been in the securities industry since 2003 and has been registered with Capital One Securities, Inc. since December 2018. William holds Series 7, Series 63, and Series 79TO securities licenses as well as the SIE exam. William has previously worked at J.P. Morgan Securities LLC and SunTrust Robinson Humphrey, Inc. William is registered in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/17/2018 - Present
Capital ONE Securities, Inc. (New York NY)
FL
07/25/2011 - 01/04/2017
J.P. MORGAN SECURITIES LLC (ORLANDO FL)
FL
01/14/2003 - 06/06/2011
SUNTRUST ROBINSON HUMPHREY, INC. (ORLANDO FL)
BC
Issued 01/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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