Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Byron Lawson has been in the financial industry since November 1986 and is currently a registered representative with Raymond James & Associates, Inc. William Lawson has held licenses with several other firms, including Morgan Keegan & Company, Inc., Wachovia Securities, LLC, First Union Capital Markets Corp., Prudential Securities Incorporated, Dean Witter Reynolds Inc., Shearson Lehman Hutton Inc., and MONY Securities Corp. William Lawson is registered with the states of Alabama, Alaska, Florida, Georgia, Hawaii, Michigan, North Carolina, Oregon, Tennessee, Texas, and Virginia. William Lawson also holds Series 6, 7, 3, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/10/2013 - Present
Raymond James & Associates, Inc. (KNOXVILLE TN)
TN
08/21/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
TN
10/01/1999 - 08/22/2006
WACHOVIA SECURITIES, LLC (KNOXVILLE TN)
NC
06/25/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
04/28/1995 - 06/28/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/30/1988 - 05/03/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/21/1987 - 07/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
11/18/1986 - 07/18/1987
MONY SECURITIES CORP.
IA
Issued 03/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1991
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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