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William Burton Sweigart

Global Brokerage Services, Inc.

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About William Burton Sweigart

William Burton Sweigart is a Registered Representative and Investment Advisor Representative with Global Brokerage Services, Inc. William has been in the securities industry since 1995 and has worked with Johnson & Sweigart since 1989. William holds a Series 66 license, a Series 4 license, a Series 53 license, a Series 24 license, a Series 99TO license, a Series 52TO license, a SIE license and a Series 7 license. William's firm manages approximately $117,800,000 for individuals and investment companies.

Firm Information

William Sweigart is currently registered with Global Brokerage Services, Inc.. Global Brokerage Services, Inc. is a Maryland corporation formed in 1994. The firm is registered with the SEC and in 24 states. They offer portfolio management for individuals and provide selection of other advisers. The firm manages approximately $117,800,000 in assets for 535 clients, primarily individuals and high net worth individuals. They are also a participant in a wrap fee program.
Global Brokerage Services, Inc.

11350 MCCORMICK ROAD

HUNT VALLEY, MD 21031

$117.80M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets under outside advisor: solictor fee

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William Sweigart’s Registration & Firm History

MD

05/16/2001 - Present

Global Brokerage Services, Inc. (HUNT VALLEY MD)

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Licenses & Designations

BOTH

Issued 01/31/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/12/1997

Series 4 - Registered Options Principal Examination

BC

Issued 08/28/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/23/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Burton Sweigart.
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