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William Burke Patterson

Capital Client Group, Inc.

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About William Burke Patterson

William Burke Patterson has been a registered investment advisor for over 30 years. William has a long history in the financial services industry and has held positions at several prominent firms including John Hancock Funds, LLC and H.D. Vest Investment Securities, Inc. William is currently registered with Capital Client Group, Inc. and is a Certified Financial Planner. William is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

William Patterson is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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William Patterson’s Registration & Firm History

CA

04/25/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

10/19/1998 - 10/22/2002

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

TX

09/13/1995 - 09/10/1998

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

RI

04/01/1993 - 08/22/1995

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

11/27/1991 - 01/07/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

11/27/1991 - 01/07/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1993

Series 7 - General Securities Representative Examination

BC

Issued 11/25/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Burke Patterson.
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