Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Allred is an investment advisor representative with LPL Financial LLC. William has been in the financial services industry for over 20 years and has a wide range of experience. William is registered with the state of California, and has been affiliated with LPL Financial since September 2014. Prior to joining LPL Financial, William was an investment advisor representative for UnionBanc Investment Services, LLC. William has a Series 7, Series 63, and Series 65 license. William also holds a Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/03/2014 - Present
LPL Financial LLC (SOLANA BEACH CA)
CA
12/24/2008 - 09/09/2014
UNIONBANC INVESTMENT SERVICES, LLC (ENCINITAS CA)
UT
05/09/2007 - 12/08/2008
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
CA
04/10/2007 - 05/03/2007
CENTARA CAPITAL SECURITIES, INC. (SAN DIEGO CA)
CA
10/20/2005 - 07/19/2006
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
MA
07/17/2001 - 04/14/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/17/2000 - 04/25/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NJ
10/15/1999 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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