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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bruning is a financial advisor with over 20 years of experience in the financial services industry. William currently works for Wells Fargo Advisors Financial Network, LLC, a firm with over 2,200 licensed agents and 3,200 registered representatives, and provides financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients. William's background includes experience with various firms, including Wells Fargo Clearing Services, LLC, Wachovia Securities, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. William holds Series 6, 7, 63, and 65 licenses and the SIE exam. William is currently registered in 32 states as a broker-dealer and 2 states as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
03/17/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ALPHARETTA GA)
GA
06/15/2002 - 03/17/2022
WELLS FARGO CLEARING SERVICES, LLC (ALPHARETTA GA)
NC
05/31/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
07/16/1998 - 03/09/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/16/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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