Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bruce Nelson is a financial advisor in Rochester, Minnesota. William has been in the financial industry since 2001. William is registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advisory services in the following states: California, Florida, Illinois, Indiana, Kentucky, Minnesota, North Carolina, Oklahoma, South Dakota, and Wisconsin. William is a Certified Financial Planner™ professional. Prior to joining Wells Fargo, William worked at Commonwealth Financial Network and CUSO Financial Services, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/31/2022 - Present
Wells Fargo Clearing Services, LLC (ROCHESTER MN)
MN
08/01/2008 - 04/05/2022
COMMONWEALTH FINANCIAL NETWORK (ROCHESTER MN)
MN
06/03/2005 - 08/01/2008
CUSO FINANCIAL SERVICES, L.P. (ROCHESTER MN)
MN
07/01/2002 - 06/01/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
04/30/2001 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 06/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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