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William Bruce McCoach

Fnex Capital, LLC

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About William Bruce McCoach

William Bruce McCoach is a financial advisor registered with Fnex Capital, LLC. William McCoach is located in Indianapolis, Indiana and has been in the industry since 1990. William McCoach is also registered with several states including Delaware, New Jersey, and Pennsylvania. William McCoach has several exams, including the Series 3, 63, 65 and 7 exams. William McCoach was previously registered with Forestide Fund Services, LLC, Quasar Distributors, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Prudential Securities Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc.

Firm Information

William McCoach is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William McCoach’s Registration & Firm History

IN

05/31/2017 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

PA

01/03/2017 - 04/19/2017

FORESIDE FUND SERVICES, LLC (Berwyn PA)

PA

05/11/2012 - 03/02/2016

FORESIDE FUND SERVICES, LLC (BERWYN PA)

ME

01/18/2008 - 05/11/2012

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

MO

10/01/1999 - 03/18/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/12/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

02/25/1992 - 01/20/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/11/1988 - 03/10/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/17/1985 - 04/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 09/04/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/15/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1986

Series 3 - National Commodity Futures Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for William Bruce McCoach. Review regulatory record here.
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