Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bruce Floyd is a financial advisor with LPL Financial LLC. William has been in the financial services industry since 1998 and is registered to provide investment advice in multiple states. William has also been affiliated with other firms including The Investment Center, Inc., INFINEX INVESTMENTS, INC., UVEST FINANCIAL SERVICES GROUP, INC., MONEY CONCEPTS CAPITAL CORP, COMMONWEALTH FINANCIAL NETWORK, FIRST UNION BROKERAGE SERVICES, INC., NATIONSBANC INVESTMENTS, INC., BARNETT INVESTMENTS, INC. and INVESTMENT MANAGEMENT & RESEARCH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
FL
11/30/2018 - 12/31/2023
THE INVESTMENT CENTER, INC. (LAKE WALES FL)
FL
07/12/2011 - 12/03/2018
INFINEX INVESTMENTS, INC. (Lake Wales FL)
FL
09/19/2006 - 07/18/2011
UVEST FINANCIAL SERVICES GROUP, INC. (LAKE WALES FL)
FL
01/07/2005 - 03/11/2005
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
FL
10/07/2002 - 12/31/2004
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
MA
08/02/1999 - 10/14/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NC
04/06/1999 - 08/27/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
04/01/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
03/25/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
FL
10/10/1996 - 04/08/1997
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
BOTH
Issued 04/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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