Unclaimed
William Bruce Dominello is a financial advisor at RBC Capital Markets, LLC. William has been in the financial services industry since 2006. William holds a Series 7 and a Series 66 license, as well as a SIE exam. William is also a Certified Financial Planner. Prior to joining RBC Capital Markets, LLC, William worked at WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. William has experience providing financial planning, investment advice, and portfolio management services to individuals, families, businesses, and institutions. William is also a trustee for his brother and is on the board of directors for Harc Foundation Inc. RBC Capital Markets, LLC is a leading investment bank and financial services company that provides a range of products and services to corporations, institutions, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/25/2017 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
11/15/2006 - 10/26/2017
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
BOTH
Issued 12/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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