Unclaimed
William Brooks Dykes is a financial advisor with Janus Henderson Distributors US LLC. William has been in the securities industry since 2017. William holds the Series 6, Series 63 and SIE licenses and is registered to offer securities in California and Colorado. William is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/18/2022 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
03/09/2017 - 10/13/2021
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
BC
Issued 04/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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