Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brookes De garmo is a financial advisor with over 20 years of experience in the industry. William is currently registered with Cetera Advisor Networks LLC and has held previous positions with Pension Planners Securities, Inc., AIG Financial Advisors, Inc. and Intersecurities, Inc. William is licensed to provide securities and investment advice in California, New York, Ohio, Oregon, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/13/2008 - Present
Cetera Advisor Networks LLC (CONCORD CA)
CA
01/24/2007 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
AZ
07/11/2006 - 01/27/2007
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
CA
08/25/2000 - 07/24/2006
INTERSECURITIES, INC. (MARTINEZ CA)
BC
Issued 09/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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