Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Whiting is a financial advisor with over 24 years of experience in the industry. William is currently registered with Osaic Wealth, Inc. in Scarborough, ME. Prior to joining Osaic Wealth, Inc., William was a financial advisor with Securities America, Inc. for 7 years. William has a wide range of experience in providing financial planning, investment advisory, and tax planning services to individuals and businesses. William is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
06/14/2024 - Present
Osaic Wealth, Inc. (Scarborough ME)
ME
07/25/2017 - 06/14/2024
SECURITIES AMERICA, INC. (Scarborough ME)
ME
05/13/2016 - 08/03/2017
SIGNATOR INVESTORS, INC. (SCARBOROUGH ME)
ME
10/27/2000 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SCARBOROUGH ME)
TX
01/26/2000 - 11/13/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
TX
08/20/1998 - 12/31/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 08/31/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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