Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brian Taylor is a financial advisor who has been active in the industry since 1992. He is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with VINING-SPARKS IBG, LLC and CARTY & COMPANY, INC.. William holds a variety of licenses and qualifications, including Series 7, Series 63, Series 79TO and the SIE. He has a broad range of experience, specializing in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
09/10/1992 - 04/22/2022
VINING-SPARKS IBG, LLC (CHARLOTTE NC)
TN
04/22/1992 - 08/24/1992
CARTY & COMPANY, INC. (MEMPHIS TN)
BC
Issued 04/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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