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William Brian Schwartz

Wealthspire Advisors

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About William Brian Schwartz

William Brian Schwartz is a financial advisor with Wealthspire Advisors. William is based in Potomac, MD, and has been in the industry since 1996. William is a Certified Financial Planner, and holds the Series 7, 2, 65, and 66 licenses. William's previous experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated. At Wealthspire Advisors, William has focused his practice on High-Net-Worth individuals, individuals other than high-net-worth, Corporations or other Businesses, Pension and Profit Sharing Plans, and Charitable Organizations.

Firm Information

William Schwartz is currently registered with Wealthspire Advisors. Wealthspire Advisors is an investment advisor based in NEW YORK, NY. They have 155 investment adviser representatives and manage $21,691,716,165 in regulatory assets under management. They offer financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. They serve high-net-worth individuals, corporations or other businesses, charitable organizations, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities.
Wealthspire Advisors

521 FIFTH AVENUE

NEW YORK, NY 10175

$21.69B

Assets Under Management

300

Total Clients

173

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Schwartz’s Registration & Firm History

MD

01/03/2021 - Present

Wealthspire Advisors (Potomac MD)

VA

01/10/2003 - 03/13/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)

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Licenses & Designations

BOTH

Issued 03/04/2003

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/01/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/09/2003

Series 7 - General Securities Representative Examination

BC

Issued 07/11/1996

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Brian Schwartz.
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