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William Brian Davenport

Securities Management & Research, Inc.

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About William Brian Davenport

William Brian Davenport is a registered representative with Securities Management & Research, Inc. with over 30 years of experience in the financial industry. William is registered in 6 states including Illinois, Florida, Missouri and Wisconsin. He holds Series 6, Series 63 and SIE licenses. William has been actively involved in the financial services industry since March 1989.

Firm Information

William Davenport is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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William Davenport’s Registration & Firm History

IL

03/28/1989 - Present

Securities Management & Research, Inc. (WEST DUNDEE IL)

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Licenses & Designations

BC

Issued 12/27/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for William Brian Davenport. Review regulatory record here.
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