Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brian Cothran is a financial advisor based in Memphis, TN and is currently registered with Hilltop Securities Inc. William has been in the financial industry for over 25 years and has a strong track record of success in providing financial advice to individuals, families, and businesses. William holds Series 7, Series 63, and SIE licenses. William previously worked at ROBERT W. BAIRD & CO. INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC., MELLON FINANCIAL MARKETS, LLC, MORGAN KEEGAN & COMPANY, INC., VINING-SPARKS IBG, LIMITED PARTNERSHIP, and CARTY & COMPANY, INC.. William is committed to helping his clients achieve their financial goals and providing them with the personalized service they deserve.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TN
08/28/2023 - Present
Hilltop Securities Inc. (Memphis TN)
CO
04/01/2015 - 07/07/2023
ROBERT W. BAIRD & CO. INCORPORATED (DENVER CO)
CO
05/02/2012 - 04/06/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
FL
11/17/2003 - 04/12/2012
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
07/26/2002 - 11/05/2003
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
TN
03/12/1996 - 06/10/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
09/10/1992 - 03/12/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
TN
04/20/1992 - 08/24/1992
CARTY & COMPANY, INC. (MEMPHIS TN)
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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