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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brian Avery is a financial advisor with over 38 years of experience. William Brian Avery is currently registered with Wells Fargo Clearing Services, LLC and has been in this role since April of 2016. William Brian Avery is also a registered investment advisor representative in Florida and Minnesota. Prior to joining Wells Fargo Clearing Services, LLC, William Brian Avery was registered with Dougherty & Company LLC and Dougherty Dawkins LLC. William Brian Avery's experience includes providing investment advice and portfolio management for individuals, businesses, corporations, and other institutions. William Brian Avery holds Series 7, Series 63, and Series 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
04/29/2016 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
09/30/1997 - 05/13/2016
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
03/22/1983 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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