Unclaimed
William Brewster Kempton is a financial advisor registered with Fidelity Distributors Co. LLC. He is registered in 52 states and the District of Columbia. He is licensed to offer securities in the broker-dealer capacity. His registration with Fidelity Distributors Co. LLC began on March 21, 2014. William's prior employment history includes working for FIDELITY BROKERAGE SERVICES LLC. William has been in the financial industry since October 11, 2012. He holds the following licenses: Series 63, Series 66, Series 7, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
03/21/2014 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
NH
09/18/2012 - 02/21/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 02/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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