Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brewster Budd is a financial advisor with over 30 years of experience in the industry. William is currently registered with Morgan Stanley and has been with the firm since November 2011. William also has experience working for a number of other firms, including CF Global Trading, LLC, Mizuho Securities USA Inc., and Lazard Freres & Co. LLC. William holds the Series 3, 7, 63 and 66 licenses as well as the SIE. William is registered to provide advisory services in 43 states. In addition to his work as a financial advisor, William is a general partner in the Budd family Limited Liability Limited Partnership which owns and manages a family cabin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Stamford CT)
CT
09/08/2008 - 06/24/2011
CF GLOBAL TRADING, LLC (NORWALK CT)
NY
12/13/2006 - 01/10/2008
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
03/05/2002 - 12/19/2006
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
09/28/1987 - 03/21/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 12/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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