Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brett Hayes is a registered representative of Wells Fargo Advisors Financial Network, LLC, an SEC-registered investment adviser. William has been in the securities industry since 1992 and holds several professional licenses, including Series 7, 9, 10, 63, and 65. He is also a licensed investment advisor in Texas and Virginia. William has experience providing investment advice to a wide range of clients, including individuals, businesses, and institutions. He is also experienced in providing financial planning and portfolio management services. William is committed to providing his clients with personalized investment advice that is tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/18/2008 - Present
Wells Fargo Advisors Financial Network, LLC (RICHMOND VA)
VA
10/01/1999 - 04/18/2008
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NC
08/12/1992 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 09/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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