Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brendan Mathews is a financial advisor with UBS Securities LLC. William has been in the financial services industry since 1995. William holds several licenses and designations, including Series 7, Series 24, Series 55, Series 57TO, and SIE. Previous experience includes roles at Deutsche Bank Securities Inc., Morgan Stanley & Co., Incorporated, Prudential Securities Incorporated, and Gruntal & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2015 - Present
UBS Securities LLC (NEW YORK NY)
NY
04/27/2005 - 03/05/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/27/1999 - 04/21/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
05/29/1996 - 04/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/05/1996 - 05/06/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
SC
10/05/1995 - 04/05/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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