Unclaimed
William Braun Jones is a financial advisor registered with Ashton Stewart & Co., Inc. William has been in the financial services industry since 2001 and is currently registered with the state of Virginia. William has passed several industry exams including Series 63, Series 24, SIE, and Series 7 exams. William previously worked at Outcome Capital, LLC and McLean Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/18/2015 - Present
Ashton Stewart & CO., Inc. (Upper Saddle River NJ)
VA
06/29/2006 - 12/16/2014
OUTCOME CAPITAL, LLC (RESTON VA)
VA
10/27/2000 - 12/05/2005
MCLEAN SECURITIES, LLC (MCLEAN VA)
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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