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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brandon James is a financial advisor with Independent Advisor Alliance, LLC. William has been in the industry since August 2018. William is registered in North Carolina, Virginia, and New Jersey as a Broker/Dealer and is also registered in North Carolina as an Investment Advisor Representative. William has passed the Series 6, Series 7TO, Series 63, and Series 65 exams. William works with a variety of clients including individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans. William offers a variety of services including financial planning, portfolio management, and pension consulting. Independent Advisor Alliance, LLC is a registered investment advisor firm based in Charlotte, North Carolina. The firm has been in business since 2015 and has approximately $1 billion to $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
04/14/2023 - Present
Independent Advisor Alliance, LLC (Clemmons NC)
NC
07/20/2018 - 01/03/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WINSTON SALEM NC)
IA
Issued 07/18/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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