Unclaimed
William Brakefield Nixon is a financial advisor with Wells Fargo Securities, LLC, and has been in the industry since December 30, 2017. William has Series 7, SIE and Series 79TO securities licenses and is registered in 53 states. William's office is located in Atlanta, GA. Previously, William was a registered representative with Wachovia Securities, Inc. in St. Louis, MO, and Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/01/2021 - Present
Wells Fargo Securities, LLC (ATLANTA GA)
MO
10/15/2001 - 04/03/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/04/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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