Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bradley Smith is a financial advisor with Osaic Wealth, Inc. William has been in the financial industry since 1997. William holds Series 6, 7TO, 63, and 65 securities licenses. William is a Registered Representative in Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Maryland, Michigan, Minnesota, Missouri, Nevada, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington, West Virginia and Wisconsin. William also holds an Investment Adviser Representative license in North Carolina and Texas. William has worked at Securities America, Inc., Woodbury Financial Services, Inc., Princor Financial Services Corporation, Jefferson-Pilot Investor Services, Inc., and Osaic Wealth, Inc. William has a total of 21 years of experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/19/2024 - Present
Osaic Wealth, Inc. (GREENSBORO NC)
NC
09/01/2015 - 06/14/2024
SECURITIES AMERICA, INC. (GREENSBORO NC)
NC
11/18/2003 - 09/11/2015
WOODBURY FINANCIAL SERVICES, INC. (GREENSBORO NC)
IA
08/07/1997 - 11/24/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IN
02/20/1997 - 08/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IA
Issued 09/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Smith is the right advisor for you? Invested Better is here to help.
