Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bradley Smith is a financial advisor with over 30 years of experience in the industry. William Smith is currently registered with Raymond James & Associates, Inc. and holds a Series 3, 7 and 63 license. William Bradley Smith has previously worked with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Citigroup Global Markets Inc. and Lehman Brothers Inc. William Smith is registered in 33 states. William Smith has experience working with individual investors, high-net-worth individuals, businesses, corporations, pension plans and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/31/2021 - Present
Raymond James & Associates, Inc. (MEDINA OH)
OH
01/01/2008 - 05/01/2012
WELLS FARGO ADVISORS, LLC (AKRON OH)
OH
04/29/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAIRLAWN OH)
NY
07/31/1993 - 05/02/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/13/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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