Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Parton is a financial advisor at Wells Fargo Clearing Services, LLC. William has been in the financial industry since 1991 and holds a Series 6, 7, 9, 10, 31, 63, and 65 licenses. William's previous experience includes working at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., and Edward Jones. William currently provides services to clients in California, Texas, Arizona, Arkansas, Florida, Georgia, Idaho, Illinois, Massachusetts, Michigan, Missouri, Nebraska, Nevada, New York, North Carolina, Oregon, Pennsylvania, Tennessee, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/14/2020 - Present
Wells Fargo Clearing Services, LLC (MISSION VIEJO CA)
CA
04/02/2007 - 12/05/2008
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
03/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NJ
10/15/1999 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
05/27/1994 - 10/22/1999
EDWARD JONES (ST. LOUIS MO)
MA
03/26/1987 - 04/05/1990
MANEQUITY, INC. (BOSTON MA)
IA
Issued 03/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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