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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bradford Sullivan is a financial advisor with Raymond James & Associates, Inc. William has been in the industry since October 26, 1993. William holds licenses in multiple states and has worked with numerous financial institutions throughout his career. William currently holds a Series 6, 7, 31 and 65 license. In addition to the SIE exam, William has passed the Uniform Securities Agent State Law Examination and the Uniform Investment Adviser Law Examination. William specializes in providing a wide range of financial services including, but not limited to, financial planning, investment management, and retirement planning. William is committed to providing clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/18/2022 - Present
Raymond James & Associates, Inc. (BEDMINSTER NJ)
NJ
12/12/2008 - 07/26/2022
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
04/10/2003 - 12/16/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NY
03/09/2002 - 05/05/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
07/08/1995 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
10/27/1993 - 07/11/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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