Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Jolly is an investment advisor representative at Stifel, Nicolaus & Company, Inc. with over 35 years of experience in the financial services industry. William is a licensed Investment Advisor Representative in Arkansas and Texas. William has a wide range of experience and is able to help clients with a variety of financial needs, including investment management, financial planning, and retirement planning. William has a proven track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
08/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (HOT SPRINGS AR)
AR
06/01/2009 - 07/22/2019
MORGAN STANLEY (HOT SPRINGS AR)
AR
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOT SPRINGS AR)
AR
02/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (HOT SPRINGS AR)
AR
08/05/1985 - 02/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOT SPRINGS AR)
NA
08/25/1983 - 08/08/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Jolly is the right advisor for you? Invested Better is here to help.
